Tuesday, 9 January 2018

Spinoza vol 1 ebook Chapter 7: Categories of Worship and Sovereignty





Spinoza also argues for another, more controversial necessary condition for having and maintaining a kingdom of God as can be seen by the following quote: 

“God has no special kingdom among men except in so far as He reigns through temporal rulers”[i]

To see the necessary condition within this statement, I shall re-state this quote as:

If God can rule through Sovereigns of a state or states, then that state can be a kingdom of God.

This has the consequence that some categories of worship fall under the jurisdiction of the sovereign. Spinoza outlines two distinct categories of true worship, that of inward worship and outward worship.  The latter can fall under the bounds of public right and so sovereign jurisdiction[ii]. The former falls within the bounds of a person’s private, inalienable right of freedom of thought[iii]. These categories of worship, therefore, also refine my analysis of how Spinoza might be defining and arguing for the beneficial role of true worship in his TTP. Spinoza outlines the outward and inward worship thus:

“…the rights of religion and the outward observances of piety should be in accordance with the public peace and well-being, and should therefore be determined by the sovereign power alone. I speak here only of the outward observances of piety and the external rites of religion, not of piety itself, nor the inward worship of God, nor the means by which the mind is inwardly led to do homage to God in singleness of heart.”[iv]

So, from this, outward worship possibly defines as religious actions of observance. Since these are events that can affect the political society in which they take place, Spinoza claims that the sovereign should have jurisdiction over outward worship. This is to ensure that such actions preserve the peace and welfare of the state so it prospers and is stable and secure. Spinoza, I suspect, realises that this may seem like a nanny-state to some readers which is why he is careful to point out that the sovereign must, in return, respect people’s freedom of thought, opinion, “communication”[v] and judgement. By Spinoza imposing restrictions on a sovereign’s jurisdiction over inward worship, he is balancing out the restrictions and areas of jurisdiction and freedom, thus he avoids inadvertently advocating a paternalistic state. Indeed, Jaspers[vi] importantly highlights that “mere stability can be deceptive” if it is at the expense of freedom. I think Spinoza is aware of this tension and so argues that it is an abuse of sovereign power and a usurping of one’s rights if a sovereign tries to prescribe what counts as true and false opinions about the worship of God[vii].

Gorham[viii] highlights another pertinent point raised by Spinoza in his TTP when he quotes Spinoza as arguing that virtuous people will “resent the branding as criminal of opinions which they believe to be true”[ix] and will continue to press for “free expression”[x] under all circumstances. This is echoed by Susan James[xi] who adds that Spinoza also importantly maintains that the “upright” “do not fear…death or …punishment” and their conscience is clear of having committed any “disgraceful deed” and so are not full of “remorse”[xii].  I think Gorham[xiii] rightly argues that Spinoza would see a lack of free speech and expression as not beneficial to a sovereign because it would habituate people into becoming deceitful by constantly expecting them to hold in tension a contradiction between what they think and how they act which eventually would pervert the functioning of the state. I think this fits well with Balibar’s[xiv] informative interpretation of Spinoza’s thesis that “the sovereignty of the State and individual freedom …are not in contradiction. The contradiction lies precisely in the attempt to set them up in opposition to one another” (italics in original). Moreover, Balibar[xv] reinforces this by maintaining that it is a law of nature that “violent…constraints” on “individual freedom” and pressure to make people feel “obliged to think like another” fosters “a destructive force” aimed at the expense of the State which often succeeds in bringing about its downfall (italics in original).    

This, I think, goes some way towards acknowledging the value of religious freedom alongside freedom of thought, judgement and expression. Rather than falling into the trap of outlining a nanny-state, I think Spinoza was aware of the aforementioned dangers and was merely drawing attention to the historical fact that, as Scruton[xvi] highlights, “popular religion, which is the condition of peace among ignorant people, is also the cause of war between them”. Interestingly, this gives one an insight into how true worship and political stability are not one-sided. Much as true worship leads to pro-social behaviour that benefits political stability, so conversely, if a sovereign prescribes opinions about worship thereby impacting on how one goes about true, inward worship, then this also constitutes a threat to political stability. This time, however, it originates from the sovereign’s actions rather than the citizen’s duties towards the state. Nevertheless, if the sovereign correctly regulates outward worship then this is not only of benefit to the welfare of the state, but also solidifies the role of true religion and true worship within that state. This is because, from his earlier necessary condition that claims if God can rule through Sovereigns of a state or states, then that state can be a kingdom of God, Spinoza concludes that religion needs a Sovereign to make “decrees” that give religion “the force of a command”[xvii]. Furthermore, Spinoza argues that:  

 “…all the decrees of God involve eternal truth and necessity, so that we cannot conceive God as a prince or legislator giving laws to mankind. For this reason the Divine precepts…do not receive immediately from God the force of a command, but only from those, or through the mediation of those, who possess the right of ruling and legislating. It is only through these latter means that God rules among men, and directs human affairs with justice and equity”[xviii].

This seems to me to be a vital connecting step in Spinoza’s argument because it links his prior arguments about the concept of and the definition of outward and inward worship with piety and with public peace, by making them achievable via a sovereign. By making the role of the sovereign include being a proper interpreter of religion, or at least, the true outward worship of it, then Spinoza simultaneously accounts for and attempts to preserve religion and the state.

However, I’m not sure how Spinoza would account for some rare occurrences whereby a legal decree of a state is left so open to interpretation and unclear that what is legally enforced does not match the decree. A contemporary example of this is the organisation ‘Women of the Wall’ who fight for attaining gender equality in terms of having the same religious rights as men to legally and peacefully conduct outward worship in the public space of the Western Wall in Israel. Their actions, such as wearing a tallit, bringing and reading the Torah in the women’s section and singing prayers such as the Shema aloud, were treated as illegal by authorities despite Women of the Wall citing that neither divine nor human law, in Spinoza’s terms, prohibits or renders what they do illegal. The clause that was cited in 2012 by authorities for the prohibition, categorized their actions as the conduct of a religious ceremony that was not in accordance with “local custom”[xix]. However, a year later in 2013, the Israeli courts ruled against the authorities stating that Women of the Wall were “not violating law” or “local custom” and that their outward worship, as Spinoza would term it, did not constitute “provocation”[xx]. Since then, these events have led to a change in “the Law of the Holy Sites” with the aim of increasing religious pluralism and toleration within Judaism by creating a non-orthodox, egalitarian prayer section at the Western Wall and including Women of the Wall as representatives in the governing committee for that section[xxi]. Nevertheless, various tensions carried on after this law. Women of the Wall, who comprised of all the different orthodox and non-orthodox Jewish denominations, as a result split into two groups. The orthodox became known as the ‘Original Women of the Wall’ to reflect their aims of advocating women’s rights to worship outwardly at the Western Wall in a feminist orthodox way and for what they see as orthodox Jewish reasons for doing so. So they disagreed with the outcome that they would have to worship outwardly in a progressive Jewish section despite identifying as orthodox, simply because they wish to, for instance, wear a tallit, kippah, and read or chant torah[xxii]. This ruling has also meant that, strictly speaking, the orthodox feminists end up with less rights than before to outwardly worship in the way they want to within the orthodox section. This is because the new law means reserving the orthodox section for those who wish to continue the status quo of men and women worshipping differently from each other. This was not overtly stated previously. They also did not agree with potentially reclassifying the Western Wall as being akin to a synagogue which it never was before and carries with it potentially more problematic restrictions[xxiii]. However, the progressive members of women of the wall were happy with the result because having a progressive section fitted with their beliefs and identity. However, both Women of the Wall groups carried on having trouble when trying to make use of or question the workings of this new law and legal wrangling continued.

In this way, when applying Spinoza’s political philosophy to complex contemporary situations, one needs to bear in mind that even in a democracy, with a democratic sovereign, there can be genuine problems concerning religious freedom when authorities are given strong powers concerning outward worship in public spaces. I would suggest that this may be why Spinoza wants to argue that, as Lemmens[xxiv] summarizes it, “it is perfectly conceivable to live a pious – ie. truly religious - life without exercising any outward rites of religion”. This, I think, follows on from the consideration Lemmens[xxv] raises earlier that “if piety as such would be intrinsically related to ceremonial observances, then true virtue and happiness would depend on a contingent cultural tradition”. This is problematic in many practical situations, ranging from demarcating different ways in which the sexes should go about outward worship in public, through to examples that Spinoza raises such as the banning of a particular religion and forced conversions that took place in Spain and Portugal regarding Judaism and in Japan regarding the banning of Christianity[xxvi]. Given Spinoza equates true piety with true virtue, too much emphasis on true outward worship being necessary for true piety could lead to unfortunate conclusions that when a state supresses or bans a religion or certain outward forms of worship, then their followers would end up less virtuous simply because their outward worship, and with it their piety, are being outlawed. This, I think, is an implication Spinoza would want to avoid, especially given his family’s background of religious exile and his excommunication.

In terms of the outcome of the Western Wall issue, I think one can see Spinoza’s views at work here in that the sovereign, rather than a religious faction, should have the last word on resolving tensions concerning outward worship and that a democratic sovereign’s solution should aim at creating public peace, toleration and pluralism. Spinoza does not see this system of attuning outward pious worship with political welfare and peace, as new-fangled, even for the seventeenth century. He sees it as a fact that came to light from his empirical observation that “religion has always been made to conform to the public welfare”[xxvii]. This leads Spinoza to claim that this attuning of the two constitutes a true, necessary condition for the preservation of both religion and the state alike[xxviii]. Moreover, Spinoza anticipates an “increase in piety”, public welfare and the “security of states” in which this system is followed[xxix]. I suggest this textual evidence shows Spinoza arguing for and encouraging an increase in an already existing, and therefore somewhat traditional, understanding of piety and points to an argument for religious pluralism rather than secularism or assimilation or a type of new religion. As I understand Spinoza, the idea behind his seemingly secular politics is to avoid one religion being the dominant, state religion while relegating the others to subsidiary status, rather than to create a secular society in general. In this way, by making room for a religion-neutral space at the top of a political society, all religions can attempt to have equal, non-hierarchical status in relation to each other, thereby reducing the power struggles and exile problems between those who identify as belonging to different religions and denominations. As Smith[xxx] points out, people’s main identity in the seventeenth century revolved around the religion they belonged to, which also meant that people didn’t leave a religion in that era because they would feel bereft of an identity. However, unlike Smith[xxxi], I think these identity considerations mean that, for Spinoza, resolving religious tension in that era would be uppermost in his mind, not secularisation or suggesting some new type or approach to being religious. I suggest it would seem unrealistic to Spinoza to create a political theory that would ask people to reject or relinquish their religious ways of life and identity, if such a notion would even occur to him in his era in the first place. Secularisation and adopting a variety of identities, religious and non-religious is perhaps something we see as an option in the twentieth and twenty-first centuries but is methodologically teleological to superimpose onto Spinoza’s arguments.     

On Spinoza’s account, piety seems to lie at an interesting cross-roads because he notes the categorical difference between piety in an intrinsic sense and pious observances. Intrinsic piety falls under the category of inward worship that a sovereign doesn’t attempt to control or determine, whilst pious observances categorize under outward worship that a sovereign does determine in order to preserve the state. Spinoza claims to have successfully demonstrated by the end of chapter 7 of his TTP that inward worship of God and intrinsic piety, including “the means by which the mind is inwardly led to do homage to God in singleness of heart”, all categorize as private inalienable rights that a sovereign must not infringe[xxxii]. This is mostly because Spinoza sees this as being part of a broader category containing general inalienable rights such as freedom of judgement and thought which encompasses Spinoza’s view that “every man’s understanding is his own”[xxxiii]. Much as this independence of understanding has often been seen as a threat to religion, Spinoza disagrees, claiming instead that this freedom of thought and judgement actually benefits true religion. This is because if one feels free to think about religion in a manner that best suits that person, then Spinoza maintains that this brings about the right conditions for true worship of God and a dedicated approach to religion. I do not think this amounts to a rejection of traditional religion or worship, just perhaps a more personal and rational approach to it. One must not assume that tradition leaves no room for independent thought or that a personal approach means anything goes. Traditional Judaism, including rabbinic commentary, Talmudic debate as well as examples in the Torah of disagreement and dispute leading to social changes, such as inheritance rights[xxxiv], means that Spinoza need not see his rational argumentative approach as untraditional or as opposing tradition. Indeed, he is very fussy about not distorting true religion and scriptural interpretation thereby preserving the word of God and true religion[xxxv]. In this way, contrary to general opinion, both traditional religion and the political state benefit from freedom of thought and judgement and from worshipping wisely/truly or in other words, worshipping in accordance with one’s “conscience”[xxxvi].

Nevertheless, Spinoza does, I would argue, have safety-nets in place so that this freedom of conscience doesn’t descend into false religion and false worship. For instance, the way in which Spinoza carefully sets out a methodology of scriptural interpretation, he tries to ensure that, if followed diligently, a person could exercise their freedom of thought, judgement and intellect about religion without introducing false, blasphemous or anti-social opinions into their reading of scripture. Spinoza approves of one aspect of Rabbi Jehuda Alpakhar’s approach to the Hebrew Bible, that of interpreting “Scripture by Scripture” and argues vehemently against any approach that twists the text for a particular end goal, whether it be well-meaning or not[xxxvii]. This, I think, is another way in which Spinoza discusses how to preserve and maintain true worship since the methods of scriptural interpretation again, as I discussed earlier in Part 2, seem to fall under Spinoza’s broader definition of true worship. In other words, part of worshipping truly is to take care not to “twist” what scripture teaches by, for instance, over-rationalizing scripture until its meaning is incorrectly changed, which is something he criticises Maimonides of doing[xxxviii]. It could be argued that when Spinoza cites Rabbis Alpakhar and Maimonides when discussing biblical interpretation, he is merely using their names to refer to Christian contemporaries of his whom he didn’t wish to mention by name[xxxix]. However, I wish to put forward the possibility that Spinoza was not hinting at anyone. I think it could be argued that he was engaging with the past and on-going debates in Judaism about biblical exegesis. I suggest the fact that he chose to compare Rabbi Alpakhar, a lesser-known contemporary of Maimonides and a critic of his, with Maimonides shows he is trying to contribute to Jewish debates on scriptural interpretation, not specifically or exclusively Christian theology, especially since Spinoza expressed his unfamiliarity with and lack of grasp of Christianity, so didn’t like to pass detailed comment and criticism of it. So, I think, if one wishes to attempt to cross-apply Spinoza’s thoughts to Christianity, this must be done very carefully and selectively, in order to avoid misreading Spinoza’s texts and theories by going too far beyond Spinoza’s general knowledge about world religions and thereby his comfort-zone within which he and his arguments remained. Medieval rabbis would sometimes need to take account of Christian theology in their arguments. So, is Spinoza showing some awareness of the questions his Christian readers might have about the topics in his TTP, and where they fit in to his political and religious theories? This would be quite normal and not symptomatic of Spinoza making Christian arguments himself or trying to blend in with Christianity in the Netherlands. As I argued earlier, I think Spinoza perhaps looked upon it as merely a vehicle for improving understanding and tolerance between Christians and Jews and as a way of addressing how his political theories apply to everyone in Dutch society. Textual support for this is when Spinoza cites Paul in the New Testament, in between his examination of King Solomon’s proverbs, in order to argue that everyone is capable of assenting to his claims:

“These words clearly show that everyone can by the light of nature clearly understand the goodness and the eternal divinity of God, and can thence know and deduce what they should seek for and what avoid;…”[xl]

Moreover, I think Spinoza puts forward his understanding of the most rigorous ways for interpreting scripture in a manner which helps him to situate his arguments within the on-going Jewish examination of scriptural interpretation. This can be seen by his overt inclusion of the Maimonidean controversy while showing the advantages and disadvantages of various approaches, including approaches to obscure scriptural passages. Spinoza pairs the contrasting views of Maimonides with Rabbi Alpakhar (who strongly objected to Maimonides’s approach as being heretical, which contributed to the famous Maimonidean controversy and banning of Maimonides’s books in his lifetime[xli]). This pairing of these two Rabbis I think, is better understood if we take Spinoza to be referring to the Rabbis themselves, not using them as a representative of another thinker. So I think we should proceed with caution in order not to make the teleological methodological error of assuming it is very un-Jewish of Spinoza in the seventeenth century to point out any potential flaw in Maimonides’s writings.  This is because Spinoza would have been well aware that aspects of Maimonides’s arguments had been rejected as heretical and controversial, particularly among the Ashkenazi, whose approach was the dominant one at his synagogue. We need not assume that Spinoza would have the same level of admiration for Maimonides as some Jews do in the twenty-first century. Besides, Jewish biblical criticism is an activity which Jews, and now more commonly non-Jews as well, have done throughout history up to and including present day exegesis and is mostly carried out by arguing for and against other positions, methodologies and traditions. So I see Spinoza as merely participating in this on-going Jewish biblical interpretation debate, not as rejecting or refuting Judaism or tradition any more or less than those who came before or after him. 

Furthermore, by arguing against biblical commentators having too much creative license with scripture, Spinoza hopes to preserve and understand the true doctrines of faith therein[xlii]. This, for Spinoza, as I argued earlier, also entails not worshipping the words on the page or the scripture itself but rather taking the core, clear and distinct messages to heart and living by them[xliii]. A further safety-net Spinoza puts in place to guard against false religion and false worship is that he recommends keeping ministerial roles and political roles distinctly separate at all times since they require incompatible things and so are not roles which combine successfully in one person. Moreover, political stability is best maintained when ministers stick to mainstream religious doctrines and do not occupy roles in which they wield any political power, but rather leave space for the sovereign to guide the political stability and outward worship in society:

“How hurtful it is to religion and the state is the concession to ministers of religion of any power of issuing decrees or transacting the business of government: how, on the contrary, far greater stability is afforded, if the ministers are only allowed to give answers to questions duly put to them, and are, as a rule, obliged to preach and practise the received and accepted doctrines”[xliv]

I interpret this passage in accordance with Bogers’[xlv] insight that when “authoritative religious figures…do not adhere to” core mainstream doctrines such as loving one’s neighbour as one loves oneself, and compound this with a manipulation of subjects through religion, which sets up a clash between themselves and the sovereign as to who subjects are expected to obey and how they consequently act, then they are, in effect, destabilizing the state by usurping and dissipating the sovereign’s power. This reading of Spinoza is, according to Gorham,[xlvi] in accordance with Locke’s view that “intolerant doctrines and preaching from within” religious places of worship, “aided by superstitious congregations and corrupt politicians, constitutes the major threat to civil peace”. Indeed, Locke would go further than Spinoza on this point, and recommend that religions that “explicitly usurp...civic authority” should be banned and that religions should be subject to the “toleration imperative”, namely that all religions must ““internalize” (own and teach) toleration with respect to any other religion””[xlvii]. I think Spinoza advocating that “ministers” of religions should stick to “received and accepted doctrines”[xlviii] also lends textual support to my reading that Spinoza was not rejecting or deviating from traditional religion. 



[i] Spinoza, TTP Trans. Elwes, XIX, 245.
[ii] Spinoza, VII, 118, XVII, 241.
[iii] Spinoza, VII, 118, XVIII, 241.
[iv] Spinoza, XIX, 245.
[v] Scruton, Spinoza, 102.
[vi] Jaspers, Spinoza, II:72.
[vii] Spinoza, TTP Trans. Elwes, XIX; XX, 257.
[viii] Geoffrey A. Gorham, “Spinoza, Locke, and the Limits of Dutch Toleration,” Macalester International 27, no. 1 (2011): 111.
[ix] See also Spinoza, TTP Trans. Elwes, XX, 262.
[x] Spinoza, 262.
[xi] James, Spinoza on Philosophy, Religion, and Politics, The Theologico-Political Treatise, 310.
[xii] See also Spinoza, TTP Trans. Elwes, XX, 263.
[xiii] Gorham, “Spinoza, Locke, and the Limits of Dutch Toleration,” 111.
[xiv] Etienne Balibar, Spinoza and Politics, trans. Peter Snowdon, Radical Thinkers Series (London; New York: Verso, 2008), 27.
[xv] Balibar, 28.
[xvi] Scruton, Spinoza, 94–95.
[xvii] Spinoza, TTP Trans. Elwes, XIX, 248.
[xviii] Spinoza, 248.
[xix] J. Maltz and Y. Ettinger, “Major Victory for Women of the Wall Jerusalem Court: Women Not Violating Law by Wearing Prayer Shawls at Western Wall,” Haaretz, April 25, 2013, http://www.haaretz.com/israel-news/jerusalem-court-women-not-violating-law-by-wearing-prayer-shawls-at-western-wall.premium-1.517577.
[xx] Maltz and Ettinger.
[xxi] The Jerusalem Post (staff), “Reform Movement Holds First Official Prayer Service at Western Wall,” The Jerusalem Post, February 25, 2016, http://www.jpost.com/Israel-News/Reform-Movement-holds-first-official-prayer-service-at-Western-Wall-446050.
[xxii] J. Sharon, “Original Women of Wall Reject Compromise at Site,” The Jerusalem Post, January 29, 2016, http://www.jpost.com/Israel-News/Original-Women-of-Wall-reject-compromise-at-site-443215.
[xxiii] For the latest details see: “Original Women of the Wall Facebook Page,” social media, facebook, n.d., https://www.facebook.com/OriginalWomenoftheWall.
[xxiv] Lemmens, “Spinoza on Ceremonial Observances and the Moral Function of Religion,” 57.
[xxv] Lemmens, 52.
[xxvi] Lemmens, 57.
[xxvii] Spinoza, TTP Trans. Elwes, XIX, 250.
[xxviii] Spinoza, 252.
[xxix] Spinoza, 254.
[xxx] Steven B. Smith, Spinoza, Liberalism, and the Question of Jewish Identity, Hardback (USA: Yale University Press, 1997), chap. 8.
[xxxi] Smith, Spinoza, Liberalism, and the Question of Jewish Identity.
[xxxii] Spinoza, TTP Trans. Elwes, VII, 119.
[xxxiii] Spinoza, XX, 257.
[xxxiv] Jill Berkson Zimmerman, “Real Change in the Torah,” educational, myjewishlearning.com, n.d., https://www.myjewishlearning.com/article/real-change-in-the-torah/.
[xxxv] Spinoza, TTP Trans. Elwes.
[xxxvi] Spinoza, 6.
[xxxvii] Spinoza, XV, 191.
[xxxviii] Spinoza, VII, 115.
[xxxix] Smith, Spinoza, Liberalism, and the Question of Jewish Identity.
[xl] Spinoza, TTP Trans. Elwes, 68.
[xli] Smith, Spinoza, Liberalism, and the Question of Jewish Identity.
[xlii] Spinoza, TTP Trans. Elwes, chap. VII; XV.
[xliii] Spinoza, XII, 166.
[xliv] Spinoza, XVIII, 241.
[xlv] Thijs Bogers, “Spinoza and Toleration,” Opticon1826, no. 11 (Autumn 2011): 2.
[xlvi] Gorham, “Spinoza, Locke, and the Limits of Dutch Toleration,” 112.
[xlvii] Gorham, 112.
[xlviii] Spinoza, TTP Trans. Elwes, XVIII, 241.

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